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IT Governance • Risk • Compliance

Identify risks.
Solid evidence.Confident audits.

With 15+ years in IT governance, risk, and compliance, we help regulated and growing organizations build defensible programs — without the unnecessary complexity.

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Frameworks & standards we work with
FFIECGLBASOC 2 ISO 27001NIST CSFNIST 800-53
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Years in GRC & compliance
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Frameworks & standards covered
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Specialized service areas
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Audit-defensible outcomes
Sound familiar?

Tired of the same compliance headaches?

  • ✗

    Scrambling before audits with no clear evidence trail

  • ✗

    Overcomplicated frameworks that don't match your size or complexity

  • ✗

    Annual penetration tests as your only window into real risk

  • ✗

    Policies that no longer reflect your actual infrastructure

You need defensible, right-sized controls.

Not more theory. Not another 300-page framework. A practical program that stands up to examiner scrutiny — the first time.

  • ✓Clear scope with audit-ready documentation
  • ✓Practical FFIEC/GLBA and SOC 2 alignment
  • ✓Evidence packages built for auditors
  • ✓Right-sized recommendations for your team
  • ✓Year-round visibility — not just annual snapshots
IronRoot Risk Consultants office
15+
Years in GRC
& Banking Work
About IronRoot

Built from inside the audit process

IronRoot Risk Consultants was founded by a compliance professional with over 15 years of experience in IT governance, risk, and compliance — including deep, hands-on work in banking-regulated environments and SOC 2 readiness.

"We build programs that stand up to examiner scrutiny — not just best-practice theory."

Our approach is direct, practical, and focused on outcomes that hold up when it matters most. No bloated methodology. No deliverables that collect dust.

Right-Sized Assessments

An honest current-state view and a roadmap that fits your team.

Banking Readiness

Practical FFIEC/GLBA alignment with audit-friendly documentation.

Evidence That Holds Up

Artifacts and narratives designed for auditors and examiners.

Senior-Level Work

No junior consultants. You get direct expertise on every engagement.

Services

Built for clarity and audit readiness

Senior-level assessments and readiness support — designed to move you forward with confidence, not paperwork for its own sake.

Audit Readiness & Gap Assessments

For: SOC 2, regulatory exams, internal audit prep
  • Scoped control and evidence review aligned to your audit target
  • Clear findings with severity and practical remediation steps
  • Audit interview prep and "what to show" guidance
  • Prioritized roadmap your team can actually execute
Outcome

Walk into the audit with clarity, defensible documentation, and fewer surprises.

IT Risk Assessments

For: Organizations needing a current-state risk view
  • Interviews and evidence collection across people, process, and technology
  • Risk visibility inputs with clear ownership and next steps
  • Right-sized control recommendations — no unnecessary bureaucracy
Outcome

A practical baseline for planning, budgeting, and audit defensibility.

Vulnerability Management Advisory

For: Teams wanting year-round risk visibility
  • Scanning program design — scope, cadence, and ownership
  • Triage and prioritization tied to real risk
  • Reporting that supports audit and leadership updates
Outcome

Consistent visibility and a repeatable process your auditors can follow.

Cloud Control Alignment

For: Organizations after (or mid) cloud migration
  • Policy updates mapped to cloud architecture and shared responsibility
  • Access controls and logging expectations that match your environment
  • Evidence guidance for auditors — what proves the control in the cloud
Outcome

Controls that reflect how you actually operate — without rewriting everything.

AI Risk & Governance Advisory

For: Organizations adopting AI tools or products
  • AI risk identification and classification across your environment
  • Governance framework alignment for AI use cases
  • Policy and oversight structure recommendations
Outcome

A governance posture that keeps pace with AI adoption without stifling it.

FFIEC/GLBA Readiness

For: Community banks & financial institutions
  • Current-state review against FFIEC IT Examination Handbook
  • GLBA Safeguards Rule compliance mapping
  • Examiner-ready documentation and evidence packages
Outcome

Exam-ready posture with documentation that satisfies regulators.

Third-Party Risk (TPRM)

For: Organizations managing vendor relationships
  • Vendor inventory and risk tiering framework
  • Due diligence questionnaire design and review process
  • Ongoing monitoring structure and documentation
Outcome

A scalable TPRM program that satisfies regulators and gives you real visibility.

Our Approach

A calm, outcome-driven process

No chaos. No mystery. Just a focused path from assessment to evidence your auditors will accept.

01
Assess

Current-state review, structured interviews, and evidence collection across your people, processes, and technology.

02
Prioritize

Risk-based roadmap with quick wins first and longer-term improvements clearly scoped with defined ownership.

03
Build

Controls, updated policies, and practical implementation guidance — designed for your team's actual capacity.

04
Prove

Evidence packages and auditor-ready narratives aligned to scope — artifacts that hold up under real scrutiny.

Industries

Who we work with

We specialize in regulated environments where audit defensibility isn't optional — it's essential.

Community & Regional Banks

FFIEC/GLBA readiness and IT risk programs built for banking timelines and examiner expectations.

Growing & Mid-Market Companies

Right-sized GRC programs for organizations scaling their compliance posture ahead of audits or investor scrutiny.

SOC 2 Readiness

Gap assessments, evidence collection, and pre-audit prep for Type I and Type II engagements.

Cloud Modernization

Control alignment and policy updates for organizations after — or mid — cloud migration.

Recent Engagement

Real outcomes from real engagements

A look at what a typical IronRoot engagement delivers in practice.

Client Situation

Mid-sized organization migrating from on-prem infrastructure to cloud-hosted systems, with limited visibility into how their security controls translated to the new environment.

What We Did
  • Updated security policies to align with cloud architecture and shared responsibility model
  • Designed an internal vulnerability scanning program with defined cadence and ownership
  • Established recurring risk visibility between annual penetration tests
Outcome

Improved year-round security visibility and significantly stronger audit defensibility — without disrupting ongoing migration work.

(Engagement details anonymized for confidentiality.)

Get Started

Ready to stop scrambling
before audits?

A 20-minute Compliance Snapshot call is all it takes to understand where you stand and what a right-sized engagement looks like for your organization.

Request a Compliance Snapshot Explore Services
FAQ

Frequently asked questions

Straight answers to the questions we hear most.

Engagements begin with a scoping conversation to understand your audit targets, team structure, and timeline. We then conduct structured interviews and evidence collection, produce a findings report with clear severity ratings and remediation steps, and deliver a prioritized roadmap. Most assessments run 2–6 weeks depending on scope and organizational size.
No — we work alongside your team, not instead of it. IronRoot is an advisory practice. We provide the GRC expertise, structure, and deliverables your internal team needs to move forward confidently. Your IT staff remain responsible for implementing controls; we provide the roadmap, documentation, and audit-readiness framework to support that work.
We work across FFIEC IT Examination Handbook, GLBA Safeguards Rule, SOC 2 (Trust Services Criteria), ISO 27001, NIST Cybersecurity Framework (CSF), and NIST 800-53. If your organization has a specific regulatory requirement not listed here, reach out — we're happy to discuss fit before any engagement begins.
You get senior-level expertise on every engagement — not junior staff following a playbook. We don't over-engineer solutions or produce deliverables that collect dust. Our work is right-sized to your organization, focused on practical outcomes, and designed to hold up under actual examiner scrutiny.
The Compliance Snapshot is a free 20-minute intake call. We'll ask about your audit targets, current state, and timeline — then give you a clear, honest read on where you stand and what kind of engagement would actually help. No sales pitch. If we're not the right fit, we'll tell you.
Contact

Request a consultation

Tell us what you're trying to accomplish and your timeline. We'll follow up with a clear recommendation — no sales runaround.

Colorado-based, serving clients nationwide
Typical response within 1 business day
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